6

Understanding the nature of the odd integers is a necessity to prepare oneself to work on the unsolved problems in number theory, such as the Collatz $3n+1$ problem. I hope to demonstrate how the odd integers can be represented as a sequence of sets which fit together like a glove with infinite fingers. First, some definitions are required.

Define a sequence $(A_k)$ of ordered sets by:

$$ A_0 = \{3, 7, 11\} $$ $$ A_1 = \{1, 9, 17\} $$ $$ A_2 = \{13,29,45\} $$ $$ A_3 = \{5, 37, 69\} $$ and $$ A_{k+2} = A_k + 4 ( A_k – A_{k-2}) \forall k>1, $$

Note that the operations implied are matrix addition, subtraction and scalar multiplication on the $1 \times 3$ matrices formed from sets $A_k.$

For example, when $k=2$ we have: $$ A_2 = \{13,29,45\}, \mbox{ in matrix form is }\begin{pmatrix}13 \\29 \\45\end{pmatrix} $$ $$ A_0 = \{3, 7, 11\}, \mbox{ in matrix form is }\begin{pmatrix}3\\ 7\\ 11\end{pmatrix} $$

By definition: $$A_4 = A_2 + 4 ( A_2 - A_0) $$ $$ A_4 = \begin{pmatrix}13\\ 29\\ 45\end{pmatrix} + 4\left(\begin{pmatrix}13\\ 29\\ 45\end{pmatrix} - \begin{pmatrix}3\\ 7\\ 11\end{pmatrix}\right)$$ $$ A_4 = \begin{pmatrix}13\\ 29\\ 45\end{pmatrix} + 4\begin{pmatrix}10\\ 22\\ 34\end{pmatrix} $$ $$ A_4 = \begin{pmatrix}13\\ 29\\ 45\end{pmatrix} + \begin{pmatrix}40\\ 88\\ 136\end{pmatrix} $$ $$ A_4 = \begin{pmatrix}53\\ 117\\ 181\end{pmatrix} $$

Converting back to set notation gives: $$ A_4 = \{53, 117, 181\} $$

The next step is to extend the finite sets $\,A_k\,$ to infinite sets $\,M_k\,$ as follows:

Define: $$ M_k = \left\{p \in \mathcal{N}, p \equiv 1 \pmod 2 : \exists a \in A_k, p\equiv a\pmod {3\left(2^{k+2}\right)} \right\} $$

By definition of $M_0$: if $(a \in A_0)$, then $$ a + 12i \in M_0, \forall i \in \mathcal{N},$$

By definition of $M_k$: if $ (a \in A_k)$ then $$ a+3i(2^{k+2}) \in M_k, \forall i \in \mathcal{N}. $$

Assertion: $$ \forall n \in \mathcal{N}, n\equiv 1\pmod 2,\,\exists k \in \mathcal{N}, k\geq0 \text { such that } n \in M_k $$

Since this analysis was developed informally, is there a better way to express the assertion in order to search for prior solutions?

Em.
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    What does $A_k-A_{k-2}$ mean? Under the usual interpretation, $A_2-A_0$ would have $9$ elements, so that $A_4$ might have as many as $27$ elements. – Cameron Buie Dec 20 '15 at 15:07
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    Sorry, is there an easy way to denote that I mean matrix addition, subtraction and scalar multiplication, so all the $A_k$ are 1 row matrices with three elements? Of course the $M_k$ are infinite sets. – frogfanitw Dec 22 '15 at 00:27
  • Thanks M Turgeon for formatting improvements! – frogfanitw Dec 23 '15 at 00:23
  • I can't read all of your argument properly (perhaps using standard congruence notation, such as $\equiv$ (typed with slash equiv)?), and I don't see the point of this. Why do you believe this is true (book, exercise, personal thought)? The part with the matrices is clear enough, you can leave it as it is. Is it some dynamical system showing up somewhere? – Patrick Da Silva Dec 23 '15 at 20:29
  • Sorry Patrick, its a work in progress, I'm having to work through the notation and the TeX command formatting at the same time. Is there a way to test the TeX command formats "offline"? – frogfanitw Dec 23 '15 at 20:41
  • @PatrickDaSilva this is personal thought based on about two years of tinkering with Collatz 3n+1. I was trying to write that up as a question, but realized I needed this proof for my approach to be at all useful. It is as they say, "on the tip of my tongue" ... but not yet complete. – frogfanitw Dec 24 '15 at 07:14
  • @frogfanitw : When you write down a question or edit, you get an automatic preview right below the code when you type on this site. Otherwise you can just learn LaTeX but I'm not gonna teach you how to set that up here, there are too many options! Ask someone (in real life) to help you set it up on your computer. – Patrick Da Silva Dec 24 '15 at 07:17
  • @PatrickDaSilva FYI, I just found that a lot of information is in answers to the tutorial in meta, that should help. I'll post a comment when I get this sorted out and ready for review. – frogfanitw Dec 24 '15 at 08:31
  • I edited the question to remove reference to a partition of six sets, which was incorrect. That comes into play after applying Collatz transformations, which is a different topic. – frogfanitw Dec 25 '15 at 08:20
  • I added the "collatz"-tag. I hope you can agree or feel free to remove in case your missing of that tag was intended. – Gottfried Helms Dec 29 '15 at 07:15

3 Answers3

4

Answer: The goal is to establish that all odd integers map to one of the sets $A_k$ or $M_k$, or to find an equivalent problem statements. Note that while $A_k \subset {M_k}\,$, showing where the patterns of mappings shift from $A_k$ to $M_k$ is useful to find an equivalent problem statement.

(PART I)

The initial sixteen mappings between the odd integers and the elements of $A_k$ and $M_k$ are given below. The arrangement into 4 maps per row is intentional as this will establish a pattern that will be useful later.

$$ 1 \in A_1; 3 \in A_0; 5 \in A_3; 7 \in A_0 $$ $$ 9 \in A_1; 11 \in A_0; 13 \in A_2; 15 \in M_0; $$ $$ 17 \in A_1; 19 \in M_0; 21 \in A_5; 23 \in M_0; $$ $$ 25 \in M_1; 27 \in M_0; 29 \in A_2; 31 \in M_0; $$ and so on for all odd integers.

Note that first, second and fourth elements of each above row map to elements of sets with the same value of $\,k\,$ repeatedly (and continue infinitely), while the mappings from the third elements vary.

(PART II)

It remains to show that the third of every four odd natural numbers is in $M_k$ for some K>1; These elements form the set: $$ T = \{p\in N, p \equiv 5 \pmod 8\} $$

Observe that the pattern of how T maps to $A_k$ or $M_k$ is similar to the initial pattern for the odd integers:

$$ 5\in A_3; 13\in A_2; 21\in A_5; 29 \in A_4 $$ $$ 37 \in A_3; 45 \in A_2; 53 \in A_4; 61 \in A_2 $$ $$ 69 \in A_3; 77 \in A_2; 85 \in A_7; 93 \in M_2 $$ $$ 101 \in M_3; 109 \in M_2; 117 \in A_4; 125 \in M_2 $$

The similarity to part I is in the pattern of the subscripts. The pattern is as follows, take k=0 for part I, and k=2 for the set T;

$$ A_{k+1}; A_k; A_{k+3}; A_k $$ $$ A_{k+1}; A_k; A_{k+2}; M_k $$ $$ A_{k+1}; M_k; A_{k+5}; M_k $$ $$ M_{k+1}; M_k; A_{k+4}; M_k $$

While the pattern of the third element would eventually reveal itself by continuing to map odd integers as in Part I, the above observation provides a shortcut. The ninth element of Part I and T each map to the third element of their respective sets $A_{k+1}$. At the same time, the value of the eleventh element of Part I and T both map to their respective sets $A_{k+3}$, signaling it is time to introduce a new set with the next level of pattern based on k=4.

(PART III)

This section will formally define a sequence of sets which describe the above observations:

DEFINITION:

$$ S_k = \{p \in \mathcal{N}, p \equiv {f \left(k\right)} \pmod {2^{k+1}}, \forall k \in \mathcal{N}, k\equiv 0\pmod 2 \}$$ $$ \text { where } \{f \left(k\right) = \sum_{i=0}^k \,4^i \} $$

Recall that the question is whether the sequence of sets $M_k$ cover (aka partition) the odd integers. The sequence of sets $S_k$ introduced in this answer are equivalent to generating the sets $M_k$ by the recursion formula in the question. To see this relationship, subsets of the sets $\,S_k\,$ may be constructed. To more formally define them:

$$ S_{k,0} = \{p \in \mathcal{N}, p \equiv {f \left(k\right)} \pmod {2^{k+3}}\}\, , \forall k \in \mathcal{N}, k\equiv 0\pmod 2 $$ $$ S_{k,1} = \{p \in \mathcal{N}, p \equiv {\left(f \left(k\right) + 2^{k+1}\right)} \pmod {2^{k+3}}\}\, , \forall k \in \mathcal{N}, k\equiv 0\pmod 2 $$ $$ S_{k,2} = \{p \in \mathcal{N}, p \equiv {\left(f \left(k\right) + 2^{k+2}\right)} \pmod {2^{k+3}}\}\, , \forall k \in \mathcal{N}, k\equiv 0\pmod 2 $$ $$ S_{k,3} = \{p \in \mathcal{N}, p \equiv {\left(f \left(k\right) + \left(3\times 2^{k+1}\right)\right)} \pmod {2^{k+3}}\}\, , \forall k \in \mathcal{N}, k\equiv 0\pmod 2 $$ $$ \text { where } \{f \left(k\right) = \sum_{i=0}^k \,4^i \} $$

Next, observe that: $$ S_{k,0}\, \equiv M_{k+1} \forall k \in \mathcal{N}, k \equiv 1\pmod 2 .$$ $$ \left(S_{k,1} \cup S_{k,3} \right)\, \equiv M_k \forall k \in \mathcal{N}, k \equiv 1\pmod 2 .$$

So, the sequence $\,\left(S_k\right)\,$ generates the sets $\,\left(M_k\right)\,$.

Thus, to prove the assertion: $$ \forall n \in \mathcal{N}, n\equiv 1\pmod 2,\,\exists k \in \mathcal{N}, k\geq0 \text { such that } n \in M_k, $$

one could equivalently show:

$$ \forall n \in \mathcal{N}, n\equiv 1\pmod 2,\, \exists k \in \mathcal{N}, k \equiv 0 \pmod 2 \text { such that } n \in \left(M_k \cup {M_{k+1}} \cup {\left(S_{k,2}\right)}\right) $$.

(APPENDIX - CHARTS)

$$ S_k= $$ $$ \begin{array} {lllll} \\ S_{k,0}=M_{k+1} & S_{k,1} \subset M_k & S_{k,2} = \cup_{j=k+2}^\infty \left(M_j\right) & S_{k,3} \subset M_k \\ \hline \color{red}{f(k)} & f(k)+2^{k+1} & \color{red}{f(k+2)} & f(k+2)+2^{k+1}\\ f(k)+2^{k+3} & f(k)+2^{k+1}+2^{k+3} & f(k+2)+2^{k+3} & f(k+2)+2^{k+1}+2^{k+3}\\ f(k)+2^{k+4} & f(k)+2^{k+1}+2^{k+4} & \color{red}{f(k+4)} & f(k+2)+2^{k+1}+2^{k+4}\\ \vdots & \vdots & \vdots & \vdots \\ \end{array} $$

The chart above illustrates several points related to why the sets S_k from this answer are an improvement on the sets M_k from my question:

  1. No recursive calculation is needed, just calculate f(k) directly.
  2. $S_{k,0}$, $S_{k,1}$ and $S_{k,3}\,$ isolate all the members of $\,M_k\,$ into one or two columns of the table, if you are interested in working with a particular modulo set.
  3. $S_{k,2}\,$ retains the linear nature of the pattern, but one can just stop reading it after the third entry and switch to the next tableau for f(k+2).
  4. The red entries highlight that f(k+2) in the first row, third column is the pivot point for this process.
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    Having trouble with formatting ... – frogfanitw Dec 23 '15 at 06:54
  • For the union of sets you can use \cup: $\cup$. There's also \cap: $\cap$. – Bart Michels Dec 24 '15 at 10:33
  • @barto thanks. Making some progress on the formats as PART II is now readable. Need to finish editing part III and I'll be ready to resume working on substance of this answer. – frogfanitw Dec 24 '15 at 10:50
  • I should point out here that the recursion formula illustrated by the matrices in the question was worked out empirically from a spreadsheet. It appears that defining new sets based on f(k) is accomplishing the same thing. – frogfanitw Dec 25 '15 at 08:33
  • I'm convinced now, that all my efforts have gone to establishing the pattern shown in this "answer". The sets derived in the question were not sufficient to capture that information formally. So I need to table this Q&A and get my thoughts together. At least it was a good way to start learning how to use the site, but I understand this is way more discussion than you want. – frogfanitw Dec 25 '15 at 19:14
  • Revised the Q&A to limit the scope to establishing two equivalent problem statements. – frogfanitw Dec 26 '15 at 15:28
  • The fractal pattern in the 4-column-table can easily be understood if you look at the natural numbers numbers and the exponents of the factor 2 with them. If we begin at 1 we can write the sequence of exponents $0,1,0,2,0,1,0,3,0,1,0,2,...$ Writing this in 4 (=2^2) columns give three columns with constant entries and 1 column with variable entry. If you extract that column and expand it in 4 new column you find the same effect again, and so on. If you use 8 instead of 4 columns you'll see the analogue only with 7 constant columns instead of 3. – Gottfried Helms Dec 29 '15 at 11:30
  • Additional remark: that this is completely trustworthy and stable is related to the possibility to assign the number 0 the exponent $\infty$ to get the infinite symmetry (introducing the negative numbers too) with an analogue to a "singularity". The same pattern occurs everywhere in the exponential diophantine problems, and sometimes without the "singularity" and then the pattern of increase and downfalls of exponents has what I want to call "unexpected discontinuities" and this makes the associated problems then harder.... – Gottfried Helms Dec 29 '15 at 11:34
  • Ahh, and I see now that the $f(k)=\sum_{i=0}^k 4^i$ matches exactly the $L_{1,k}$ definition in my considerations. Hmm. – Gottfried Helms Dec 29 '15 at 11:45
  • Tex: did you mean vdots instead of ddot ? – Gottfried Helms Dec 29 '15 at 19:06
  • Your discussion of the fractal pattern is the one I was referencing in my answer, so we are on the same page there. I was trying to show that in the Tex array but still trying to learn how to format them. BTW, I got my undergrad degree in Math / Computer Science in '79 and have always been a Math nerd, but I don't have the graduate level vocabulary; I will go through your answer in detail. I appreciate, but don't quite understand the reference to assigning 0 to infinitity.. – frogfanitw Dec 30 '15 at 03:46
  • vdots worked.to complete the array – frogfanitw Dec 30 '15 at 03:49
  • upps, that remark about the singularity etc can easily be dropped, it is just motivated by some observations when I studied fermat-quotients and cyclic subgroups, where a similar "fractal" structure occurs but not so nicely smooth and symmetric around the zero. Just forget this until everything else is easily understood. I for my part still do not understand the $S$-matrices/sets/arrays. For instance, does the graphic indicate, that $S_{k,0} $ is an infinite vector which contains at the beginning only the value $f(k)= (4^{k+1}-1)/(4-1)$ ? And how does this construct $M_{k}$? – Gottfried Helms Dec 30 '15 at 07:55
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Hmm, I don't know whether I understand your problem correctly, as I have extremely difficulties to understand your basic definitions and the intent of/idea behind the $A$ and $M$ - perhaps the difficulties would disappear when also my flue disappears... but it seems to me it should be related to the following, so let's see. If I'm completely off feel free to ask me to delete this whole treatize.

First you look at the odd integers, the difference between all is two:
$ \qquad \begin{array} {l|rrrrrrr} A_{2,1}:& 1&3&5&7&9&11&13& ...\end{array} $
That set covers fully the (sub) set of odd integers.
Then you separate them into two subsets, each one with fixed difference of four:
$ \qquad \begin{array} {l|rrrrrrr} A_{4,1}:& 1&5&9&13& ... \\ \hline A_{4,3}:& 3&7&11&15& ... \\ \end{array} $
Of course this still covers the whole set of odd integers.

Next you leave one of the sets untouched and split the other one in two with distances of eight:
$ \qquad \begin{array} {l|rrrrrrr} A_{8,5}:& 5&13&21& 29& ... \\ A_{8,1}:& 1&9&17&25& ... \\ \hline A_{4,3}:& 3&7&11&15& ... \\ \end{array} $
Because you don't miss any number by simply separating you are still covering the whole set of odd integers.

We proceed in the same manner: one of the $A_{8,k}$ sets is left untouched, the other one is split into two with distances of 16:
$ \qquad \begin{array} {l|rrrrrrr} A_{16,5}:& 5&21&37&53& ... \\ A_{16,13}:& 13&29&46&61& ... \\ \hline A_{8,1}:& 1&9&17&25& ... \\ A_{4,3}:& 3&7&11&15& ... \\ \end{array} $
Because we only separated one partial set into two keeping all their elements we are still covering the whole set of odd integers.


As I understood your question I think this is now intended to proceed in the obvious way. It is clear that this gives an infinite partitioning of the odd numbers, and none is missing.

The only remaining interesting question is then how to define which of the two new subsets is kept untouched and which one shall be splitted (let us denote the subsets by their then leading number).
My own proposal (see pg 6 in my small treatize) for how to define the process of splitting by the leading numbers of the created subsets is to introduce a very simple rule. Let's define the sets/sequences
$ \qquad \begin{array} {l|rrrrrrr} L_{1}:& 1&5&21&85& ... \\ L_{3}:& 3&13&53&253& ... \\ \end{array} $
with the general terms
$$ \begin{array} {rlll} L_{1,k} &\underset{k \ge 1}{=} & \Large {4^k -1\over 4-1} & \qquad & L_{3,k} &\underset{k \ge 0}{=} & \Large {10 \cdot4^k -1\over 4-1} \end{array}$$ (The first splittings match your given ones, I think that will inherit also to the full scheme.)
Then if you use this proposal for the definition of the partitioning scheme for the subsets, then you can state the following nice scheme for the transfer-formulae for the Collatz transformation:

$$ \begin{array} {rlll|rlllll} C & a &\to &b &C& a&\to &b \\ \hline 1 & 4k + 3 &\to& 6k+5 & 2 & 8k+1&\to & 6k+1 \\ 3 & 16k + 13 &\to& 6k+5 & 4 & 32k+5&\to & 6k+1 \\ 5 & 64k + 53 &\to& 6k+5 & 6 &128k+21&\to & 6k+1 \\ \vdots &&& &\vdots \end{array} \tag 1$$

which -for example- means, that the number $13$ transfers by $(13\cdot3+1)/2^3$ to $5$ as well as all other numbers $a_k$ of the scheme $a_k=16 \cdot k+13 $ transfer by $((13+16 \cdot k)\cdot3+1)/2^3=(40+48k)/8=6k+5$ to the expected $ b_k=6k+5$. For instance, let $k=2$ then $a_2=45$ and $(45 \cdot 3+1 )/ 2^3 = 136/8 = 17 = b_2 = 6 \cdot 2 + 5$



You can now sophisticate the table (1) making even better indexes by observing that the column $C$ provides the exponents of $2$ for the $8,16,32,64,... $ -coefficients (the distances in the explicite partitioning scheme above) and also can be used to index the constant residuals taken from the sets/sequences $L_1$ amd $L_3$, so that finally the numbers $a,b$ involved in a Collatz-transformation can be indexed like$a_{C,k} $ and $b_{C,k}$ .

(Additional remark: the scheme can simply be extended "downwards" to include the even numbers too without breaking the basic rules. Also it can be applied to the negative numbers (by using negative k$$), where we even find nontrivial cycles in the Collatz-transformation. Finally: this scheme has simple analogues in the generalized Collatz-maps, for instance 5x+1, 7x+1 and so on and it is interesting to see the $L$-sequences and $C$-tables there)

  • I appreciate you sharing your scheme. The purpose of generating patterned sets $A_k$, $M_k$ -- or the $S_{k,3}$ from the answer -- is to be able to generalize results without diving too deep into the infinite set of transformations. To do that, I believe I need a partition of $N+$, not just a collection that covers $N+$. – frogfanitw Dec 29 '15 at 08:02
  • Of course, the difficulty with finding fractal patterns is not knowing whether they mean anything significant, or just look pretty in a graph :) – frogfanitw Dec 29 '15 at 08:07
  • @frog: Hm, If I look at the numerical examples (and consider the first few definitions of the M-sets) it seems, the (infinite) M-sets combined with the according (three elements of the) A-sets are just nothing else than the (simpler defined) A-sets in my scheme. So far I seem to have understood your basic construct. After that I do not understand the S-sets by the formula-description in your answer. Can you provide some numerical examples (just in there)? Also I do not know the difference between "partition" and "collection that covers..." - perhaps I can then arrive at the idea behind this. – Gottfried Helms Dec 29 '15 at 11:18
  • re: "collection that covers" I misread your argument, disregard that :) – frogfanitw Dec 30 '15 at 03:54
  • My motivation for this effort will be more apparent if you return to my newly revised question re: modulo 18 partitions of collatz 3n+1 trajectories – frogfanitw Dec 30 '15 at 05:33
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This is not an answer and shall be deleted later, it is just too long for a comment and I'm asking, whether I got the understanding of the S-sets correct. If I made errors, please feel free to correct them inline if possible

That's what I think to have understood, a bit simplified in notation Let $k=2j$ and $j \in N$ then we define sets $S_{k,m=1..4}$ by $$ \begin{array} {lll} S_{2j,0} &=& f (2j) & & \pmod {2^{2j+3}} \\ S_{2j,1} &=& f (2j) &+ 1 \cdot 2^{2j+1} & \pmod {2^{2j+3}} \\ S_{2j,2} &=& f (2j) &+ 2 \cdot 2^{2j+1} & \pmod {2^{2j+3}} \\ S_{2j,3} &=& f (2j) &+ 3 \cdot 2^{2j+1} & \pmod {2^{2j+3}} \end{array}$$ $$ \text { where } f \left(k\right) = \sum_{i=0}^k \,4^i = {4^{k+1}-1 \over 4-1} $$ With this I got numerically $$ \begin{array} {lll} S_{j,0} &\underset{j \ge 0}{=}& \{1,5, 21,85,...\} \\ S_{j,1} &\underset{j \ge 0}{=}& \{3,13, 53,213,...\} \\ S_{j,2} &\underset{j \ge 0}{=}& \{5,21, 85,341,...\} \\ S_{j,3} &\underset{j \ge 0}{=}& \{7,29,117,469,...\} \\ \end{array} $$

Of course, if this is correct so far, then it can be further simplified and straightened in that the $\pmod {2^{2j+3}}$ is not needed because the coefficients to be evaluated are always smaller than that modulus.

Answer: The modulus is needed to fully extend the partition for $S_{k,0}$, $S_{k,1}$ and $S_{k,3}$. It is only for $\,S_{k,2}\,$ that I subdivide further by setting $\,S_{k+2}\,$ = $\,S_{k,2}$.

And while I might have understood the sets $S_{j,0},S_{j,1}$ correctly (they would then be the $L$-sets in my scheme) I do not understand the function of the $S_{j,2},S_{j,3}$ and also I do not understand why we use only even $k$ (resp. $2j$ in my proposed notation) ?

ANSWER: I use only even k for S because each level corresponds to two levels of my original sets $A_k$ and $M_k$. Indeed:

$$S_{k,0} \equiv M_{k+1}$$ $$\left(S_{k,1} \cup S_{k,3}\right) \equiv M_k \, and $$ $$ S_{k,2} = S_{k+2}.$$

  • Gottfried, I made inline edits in response to your questions, but SE told me: "This edit will be visible only to you until it is peer reviewed" – frogfanitw Dec 31 '15 at 12:30