4

Given a (unbounded) self-adjoint operator $T: D(T) \subset X \to X$. Assume that $T^{-1}$ exists. Is it true that $T^{-1}$ is self-adjoint?

My understanding is that for any $r,s \in X$, there exist some $u, v \in D(T)$ such that $$Tu = r, \quad Tv= s.$$ But then, $$(T^{-1}r, s) = (u, Tv) = (Tu, v) = (r, T^{-1}s),$$ so $T^{-1}$ must be self-adjoint.

However, I got some feeling that it's not that easy. Any suggestions/references are welcome!

Dean Miller
  • 9,566
Kerr
  • 1,964

2 Answers2

3

Let $H$ be a Hilbert space and let $A$ be a linear operator on $H$. See here for the very basic definitions. We also recall the following definitions.

  • If $A$ is injective, we define the linear operator $A^{-1}$ on $H$ as follows. If $x, y\in H$ we say $x\in {\rm dom} \, A^{-1}$ and $A^{-1}x = y$ if and only if $x\in {\rm ran} \, A$, $y\in {\rm dom} \, A$ and $Ay = x$. Note that $A$ does not need to be surjective in order to define the inverse $A^{-1}$ of $A$.

  • If $A$ is densely defined, we define the linear operator $A^{*}$ on $H$ as follows. If $y, z\in H$ we say $y\in {\rm dom} \, A^{*}$ and $A^{*}y = z$ if and only if we have $(Ax, y)_{H} = (x, z)_{H}$ for all $x\in {\rm dom} \, A$. We further say $A$ is self-adjoint if $A^{*} = A$.

  • We consider $H\times H$ as a Hilbert space equipped with the inner product \begin{equation} ((x_{1}, y_{1}), (x_{2}, y_{2}))_{H\times H} = (x_{1}, x_{2})_{H} + (y_{1}, y_{2})_{H} . \end{equation}

Recall that if $A$ is an injective linear operator on a Hilbert space $H$, it is not sufficient to show that \begin{equation} (A^{-1}x, y)_{H} = (x, A^{-1}y)_{H} \end{equation} for all $x,y\in {\rm dom} \, A^{-1}$ in order to conclude that $A^{-1}$ is self-adjoint. A couple of issues preventing this are described below.

  • The linear operator $A^{-1}$ may not be densely defined so that $(A^{-1})^{*}$ does not even exist as a linear operator.

  • Even if $A^{-1}$ is densely defined, it may be that ${\rm dom} \, A^{-1} \neq {\rm dom} (A^{-1})^{*}$ so that $A^{-1}$ and $(A^{-1})^{*}$ are not equal as linear operators. See here for examples of linear operators defined on suitable Hilbert spaces that are densely defined and symmetric but not self-adjoint.

To establish the result from the question, we first prove a lemma which provides a characterisation of self-adjoint operators.

Lemma. Let $A$ be a densely defined linear operator on a Hilbert space $H$. Define $J\colon H\times H\to H\times H$ by $J(x,y) = (-y,x)$. Then the following hold.

$({\rm i})$ We have ${\rm graph} \, A^{*} = (J({\rm graph} \, A))^{\perp}$.

$({\rm ii})$ We have that $A$ is self-adjoint if and only if ${\rm graph} \, A = (J({\rm graph} \, A))^{\perp}$.

Proof of $({\rm i})$. Let $y, z \in H$. Each of the statements 1, 2, 3, 4 and 5 below is equivalent to the one following it.

  1. We have $(y, z) \in {\rm graph} \, A^{*}$.

  2. We have $(Ax, y)_{H} = (x, z)_{H}$ for all $x\in {\rm dom} \, A$.

  3. We have $(-Ax, y)_{H} + (x, z)_{H} = 0$ for all $x\in {\rm dom} \, A$.

  4. We have $((-Ax, x), (y, z))_{H\times H} = 0$ for all $x\in {\rm dom} \, A$.

  5. We have $(J(x, Ax), (y, z))_{H\times H} = 0$ for all $x\in {\rm dom} \, A$.

  6. We have $(y, z) \in (J({\rm graph} \, A))^{\perp}$.

The equivalence of statements 1 and 6 gives us $({\rm i})$.

Proof of $({\rm ii})$. As $A$ is self-adjoint if and only if ${\rm graph} \, A = {\rm graph} \, A^{*}$, the result follows from $({\rm i})$.

We now prove the main result.

Theorem. Let $A$ be an injective self-adjoint linear operator on a Hilbert space $H$. Then $A^{-1}$ is self-adjoint.

Proof. First let $x, y \in H$. Each of the statements 1, 2 and 3 below is equivalent to the one following it.

  1. We have $(x, y) \in {\rm graph} \, A^{-1}$.

  2. We have $(y, x) \in {\rm graph} \, A$.

  3. We have $(y, -x) \in {\rm graph} (-A)$.

  4. We have $(x,y) = J(y, -x) \in J({\rm graph} (-A))$.

From the equivalence of statements $1$ and $4$ we see that \begin{equation} {\rm graph} \, A^{-1} = J({\rm graph} (-A)) . \tag{1} \end{equation} Then by applying $J$ to both sides as well as using $J^{2} = -{\rm id}_{H\times H}$ and that ${\rm graph}(-A)$ is a vector subspace, we get \begin{equation} J({\rm graph} \, A^{-1}) = {\rm graph}(-A) . \tag{2} \end{equation} Now as $A$ is self-adjoint we also have that $-A$ is self-adjoint, so by $({\rm ii})$ in the lemma we have ${\rm graph} (-A) = (J({\rm graph} (-A)))^{\perp}$. But combining this with $(1)$ and $(2)$ implies \begin{equation} {\rm graph} \, A^{-1} = J({\rm graph}(-A)) = ({\rm graph} (-A))^{\perp} = (J({\rm graph} \, A^{-1}) )^{\perp} . \tag{3} \end{equation} Finally, by applying $({\rm ii})$ of the lemma to $(3)$ we conclude that $A^{-1}$ is self-adjoint.


Here is some additional information.

  • The proof above can be found in Theorem 10.44 of Functional Analysis by van Neerven. An online copy for personal use is available here.

  • Here is a related result. Let $H_{1}$ and $H_{2}$ be Hilbert spaces over the same field. Let $A$ be a densely defined linear operator from $H_{1}$ into $H_{2}$ that is injective and has dense range. Then $A^{*}$ is injective, $A^{-1}$ is densely defined and $(A^{*})^{-1} = (A^{-1})^{*}$. A proof can be found in Theorem 1.8(iii) from Unbounded Self-Adjoint Operators on Hilbert Space by Schmüdgen. There are also versions for multivalued linear operators. A reference for this is Section C.2 of The Functional Calculus for Sectorial Operators by Haase.

Dean Miller
  • 9,566
2

Here's one result:

If $T$ is self-adjoint on a Hilbert space $H$ and is injective, then $T^{-1},$ with dense domain $R(T)$, is self-adjoint.

Reference: functional analysis appendix of Michael Taylor's PDE I textbook

cmk
  • 12,661