7

Is there any Banach space other than $l^p$ satisfies the following conditions?

There exists a biorthogonal system $(x_i, f_i)_{i \in \mathbb{N}},$ where $(x_i)_{i \in \mathbb{N}} \subset X$ and $(f_i)_{i \in \mathbb{N}} \subset X^*$ such that for some $1 < p < \infty$ the conditions

(i) $\sum_{i = 1}^\infty |f(x_i)|^p < \infty \ \text{for all} \ f \in X^*$;

(ii) $\sum_{i = 1}^\infty |f_i(x)|^q < \infty \ \text{for all} \ x \in X$;

(iii) $\{f_i : i \in \mathbb{N}\}$ is linearly dense in $X^*$,

are satisfied, where $\frac{1}{p}+\frac{1}{q} = 1$.

Is there any Banach space can satisfy any of these conditions? Can the Theorem of Morell and Retherford help in anything

Theorem of Morell and Retherford. If $X$ is an infinite dimensional Banach space and $(a_i)_{i \in \mathbb{N}}$ is a sequence of real numbers convergent to zero with $0 < a_i < 1,$ then there is a basic sequence $(x_i)_{i \in \mathbb{N}}$ in $X$ such that $\|x_i\| = a_i$ for all $i$ and $$\displaystyle \sup \Big \{\left (\displaystyle \sum_{i=1}^\infty |x^*(x_i)|^2 \right )^{1/2} : x^* \in X^*, \|x^*\| \leq 1 \Big \} \leq 1.$$

Please, any help will be appreciated.

Dean Miller
  • 9,566
Roba
  • 837

3 Answers3

5

Space $X$ with these properties is isomorphic (we can't expect exact match, as all these properties are invariant under Banach space isomorphism) to $l^q$, and so $X^*$ is isomorphic to $l^p$.

Consider operator $A: X \to l^q$, defined as $A(x) = (f_1(x), f_2(x), \ldots)$. It is bounded (Lemma 1 below) and bounded below (Lemma 2).

It's conjugate $A^*: l^p \to X^*$, from definition $(A^*a)(x) = a(Ax) = \sum a_i (Ax)_i = \sum a_i f_i(x)$.

$A^*$ is injective: $(A^*a)(x_n) = \sum a_i f_i(x_n) = a_n$, thus if $a \neq 0$ then $A^*a \neq 0$.

As all finite linear combinations of $f_i$ are in range of $A^*$, $A^*$ has dense range.

Bounded operator that is bounded below has closed range (https://math.stackexchange.com/a/1256363/659499), thus $A^*$ is surjective. By open mapping theorem, $A^*$ is isomorphism, thus $l^p$ is isomorphic to $X^*$.

As $l^p$ is reflexive, so is $X^*$ and therefore $X$. So, $X \simeq X^{**} = (X^*)^* \simeq (l^p)^* \simeq l^q$.

Lemma 1. $A(x) = (f_1(x), f_2(x), \ldots)$ is bounded.

Let $A_n(x) = (f_1(x), \ldots, f_n(x), 0, \ldots)$. From (ii), for all $x$ $$\sup\limits_n \|A_n(x)\|_{l^q} = \sqrt[q]{\sup\limits_n \sum\limits_{i=1}^n |f_i(x)|^q} = \sqrt[q]{\sum\limits_{i=1}^\infty |f_i(x)|^q} < \infty$$

From uniform boundness principle, $\sup_n \|A_n\| = P < \infty$.

Therefore, $$\|Ax\| = \sqrt[q]{\sum\limits_{i=1}^\infty |f_i(x)|^q} = \sup_n \sqrt[q]{\sum\limits_{i=1}^n |f_i(x)|^q} = \sup_n \|A_nx\| \leq \sup_n\|A_n\|\cdot \|x\| = P \cdot \|x\|$$

Lemma 2. $A^*$ is bounded below.

Define $B: X^* \to l^p$ as $B(f) = (f(x_1), f(x_2), \ldots)$. Similarly to lemma 1 proof, we can show that $B$ is bounded.

Now $$(BA^*)(a)(y) = ((A^*a)(x_1)\cdot y_1, (A^*a)(x_2)\cdot y_2, \ldots) = (a_1 y_1, a_2 y_2, \ldots)$$ Thus $(BA^*)(a) = a$. Therefore, $\|A^*a\| \geq \|a\| \cdot \frac{1}{\|B\|}$.

mihaild
  • 18,164
  • 2
    Nice proof. Perhaps you can consider stating at the start of your answer that you are showing any Banach space satisfying the assumptions from the question is isomorphic to $l^p$, as otherwise the reader has to do some reading without knowing where the argument is leading towards and it will likely make the presentation more clear. – Dean Miller Aug 14 '25 at 00:57
  • 1
    @Roba The conditions imply that the Banach space is isomorphic to $l^p$. That is what this answer is showing. – Dean Miller Aug 14 '25 at 00:58
  • 1
    It should be $l^q$ in my above comments, not $l^p$. – Dean Miller Aug 14 '25 at 01:04
1

There are classical spaces that are isomorphic to $\ell^p$ and consequently satisfy your demands. The homogeneous Besov spaces $\dot{B}^s_{p,q}(\mathbb{R}^n)$ are isomorphic to the sequence space $b^s_{p,q}$ of $x=(x_{ij})_{(i,j)\in \mathbb{Z}^2}$ with the norm $$|x|_{b^s_{p,q}}:= \left( \sum_j \left( 2^{jsp} \sum_i |x_{ij}|^p\right)^{q/p} \right)^{1/q},$$

for $s\in \mathbb{R}$, $p \in (1,+\infty)$ and $q\in (1,\infty)$ (see for instance Wavelets and Operators by Yves Meyer, page 200).

One can easily prove that when $p=q$ this space is isometric to $\ell^p$, so $\dot{B}^s_{p,p}(\mathbb{R}^n)$, $1< p< \infty$, is isomorphic to $\ell^p$.

One can construct spaces similar to Besov spaces on measure spaces with some additional structure. Using (unbalanced) Haar wavelets one can prove that even in this general case $B^s_{p,p}$ is isomorphic to $\ell^p$.

Daniel Smania
  • 10,152
1

This answer will prove the following.

Theorem 1. Let $X$ be a Banach space. Let $p, p' \in (1, \infty )$ such that $\tfrac{1}{p} + \tfrac{1}{p'} = 1$. The following conditions are equivalent.

$({\rm a})$ The Banach space $X$ is isomorphic to $\ell_{p}$.

$({\rm b})$ There exist sequences $(x_{j})_{j\in\mathbb{N}}$ in $X$ and $(x_{j}^{*})_{j\in\mathbb{N}}$ in $X^{*}$ that satisfy the conditions $({\rm i}) {\rm -} ({\rm iv})$ below.

$({\rm i})$ For all $j,k\in\mathbb{N}$ we have \begin{equation} x_{j}^{*}(x_{k}) = \begin{cases} 1 & \text{if } j = k, \\ 0 & \text{if } j \neq k . \end{cases} \end{equation}

$({\rm ii})$ For every $x\in X$ we have $(x_{j}^{*}(x))_{j\in\mathbb{N}} \in \ell_{p}$.

$({\rm iii})$ For every $x^{*} \in X^{*}$ we have $(x^{*}(x_{j}))_{j\in\mathbb{N}} \in \ell_{p'}$.

$({\rm iv})$ We have $\overline{{\rm span}\{x_{j}^{*} : j\in\mathbb{N}\} } = X^{*}$.

Before proving the theorem above we will need some lemmas. Likely all of them apart from potentially the first will be known to the reader.

Lemma 1. Let $X$ be a Banach space and $p\in [1, \infty ]$. Let $(x_{j}^{*})_{j\in\mathbb{N}}$ be a sequence in $X^{*}$ such that $(x_{j}^{*}(x))_{j\in\mathbb{N}} \in \ell_{p}$ for every $x\in X$. Define $T\colon X \to \ell_{p}$ by $Tx := (x_{j}^{*}(x))_{j\in\mathbb{N}}$. Then $T$ is a bounded linear operator.

Proof. It is straightforward to show that $T$ is linear. We will show that $T$ has a closed graph and apply the closed graph theorem. Let $(x_{k})_{k\in\mathbb{N}}$ be a sequence in $X$. Let $x\in X$ and $y\in \ell_{p}$. Assume the sequence $(x_{k})_{k\in\mathbb{N}}$ converges to $x$ in $X$ and the sequence $(Tx_{k})_{k\in\mathbb{N}}$ converges to $y$ in $\ell_{p}$. We will show $Tx = y$. Let $j\in\mathbb{N}$. Define $e_{j}^{*} \colon \ell_{p} \to \mathbb{K}$ by $e_{j}^{*}(a) := a(j)$. Then $e_{j}^{*} \in \ell_{p}^{*}$. We have \begin{equation} y(j) = e_{j}^{*}(y) = \lim_{k\to\infty} e_{j}^{*}(Tx_{k}) = \lim_{k\to\infty} x_{j}^{*}(x_{k}) = x_{j}^{*}(x) = (Tx)(j) . \end{equation} As $j\in\mathbb{N}$ was arbitrary we deduce $Tx = y$. Hence $T$ has a closed graph. It now follows from the closed graph theorem that $T$ is a bounded linear operator.

Lemma 2. Let $X$ and $Y$ be Banach spaces. Let $S$ and $T$ be bounded linear operators from $X$ into $Y$. Then the set $\{x\in X : Sx = Tx \}$ is a closed subspace of $X$.

Proof. Observe that $\{x\in X : Sx = Tx \}$ is the kernel of the bounded linear operator $S - T$ and the kernel of a bounded linear operator is a closed subspace of the domain.

Lemma 3. Let $p, p' \in (1, \infty )$ such that $\tfrac{1}{p} + \tfrac{1}{p'} = 1$. We have the following.

$({\rm i})$ Let $a^{*} \in \ell_{p}^{*}$. For each $j\in\mathbb{N}$ define $e_{j} \colon \mathbb{N} \to \mathbb{K}$ by \begin{equation} e_{j}(k) := \begin{cases} 1 & \text{if } j = k, \\ 0 & \text{if } j \neq k . \end{cases} \end{equation} Then $e_{j} \in \ell_{p}$ for all $j\in\mathbb{N}$. We have $(a^{*}(e_{j}) )_{j\in\mathbb{N}}$ with $\| (a^{*}(e_{j}) )_{j\in\mathbb{N}} \|_{\ell_{p'}} = \| a^{*} \|_{\ell_{p}^{*} }$.

$({\rm ii})$ Define $\Phi \colon \ell_{p'} \to \ell_{p}^{*}$ by \begin{equation} (\Phi a)(b) := \sum_{j=1}^{\infty} a(j) b(j) . \end{equation} Then $\Phi$ is a well-defined isometric isomorphism.

Proof. See here.

We now prove the following. Note that the assumptions are formulated slightly differently to the question.

Proof of Theorem 1. $({\rm a}) \Rightarrow ({\rm b})$. For each $j\in\mathbb{N}$ define $e_{j} \colon \mathbb{N} \to \mathbb{K}$ by \begin{equation} e_{j}(k) := \begin{cases} 1 & \text{if } j = k, \\ 0 & \text{if } j \neq k , \end{cases} \end{equation} and $e_{j}^{*} \colon \ell_{p} \to \mathbb{K}$ by $e_{j}(a) := a(j)$. We have that $e_{j} \in \ell_{p}$ and $e_{j}^{*} \in \ell_{p}^{*}$ for every $j\in\mathbb{N}$ as well as \begin{equation} e_{j}^{*}(e_{k}) = \begin{cases} 1 & \text{if } j = k , \\ 0 & \text{if } j \neq k \end{cases} \end{equation} for all $j, k \in \mathbb{N}$. Also recall that $(a^{*}(e_{j}) )_{j\in\mathbb{N}} \in \ell_{p'}$ for every $a^{*} \in \ell_{p}^{*}$. Let $T\colon X\to \ell_{p}$ be an isomorphism. Since $T$ is surjective, for each $j\in\mathbb{N}$ we find some $x_{j}\in X$ such that $T x_{j} = e_{j}$. Also define $x_{j}^{*} := T^{*} e_{j}^{*}$ for each $j\in\mathbb{N}$. We will show that the sequences $(x_{j})_{j\in\mathbb{N}}$ in $X$ and $(x_{j}^{*})_{j\in\mathbb{N}}$ satisfy the conditions $({\rm i}) {\rm -} ({\rm iv})$ from the statement of Theorem 1.

We first show $({\rm i})$. Let $j, k\in\mathbb{N}$. We have \begin{equation} x_{j}^{*}(x_{k}) = (T^{*} e_{j}^{*} )(x_{k}) = e_{j}^{*} (Tx_{k}) = e_{j}^{*} (e_{k}) = \begin{cases} 1 & \text{if } j = k , \\ 0 & \text{if } j \neq k . \end{cases} \end{equation} This shows $({\rm i})$. We now show $({\rm ii})$. Let $x\in X$ and $N\in\mathbb{N}$. We have \begin{equation} \sum_{j=1}^{N} |x_{j}^{*}(x) |^{p} = \sum_{j=1}^{N} | (T^{*} e_{j}^{*})(x) |^{p} = \sum_{j=1}^{N} | e_{j}^{*}(Tx) |^{p} = \sum_{j=1}^{N} |(Tx)(j) |^{p} \leq \| Tx\|_{\ell_{p}}^{p} . \end{equation} As $N\in\mathbb{N}$ was arbitrary we deduce $(x_{j}^{*}(x))_{j\in\mathbb{N}} \in \ell_{p}$. This shows $({\rm ii})$. We now $({\rm iii})$. Since $T$ is invertible we see from the equations $T^{*} (T^{-1})^{*} = (T^{-1} T)^{*} = {\rm id}_{X^{*}}$ and $(T^{-1})^{*} T^{*} = (T T^{-1})^{*} = {\rm id}_{\ell_{p}^{*}}$ that $T^{*}$ is invertible with $(T^{*})^{-1} = (T^{-1})^{*}$. In particular $T^{*}$ is surjective. Let $a^{*} \in \ell_{p}^{*}$ and $N\in\mathbb{N}$. Using Lemma 3 for the last inequality of $(1)$, we have \begin{equation} \sum_{j=1}^{N} | (T^{*}a^{*})(x_{j}) |^{p'} = \sum_{j=1}^{N} | a^{*}(Tx_{j}) |^{p'} = \sum_{j=1}^{N} | a^{*}(e_{j}) |^{p'} \leq \| a^{*} \|_{\ell_{p}^{*} }^{p'} . \tag{1} \end{equation} As $N\in\mathbb{N}$ was arbitrary we deduce $(x_{j}^{*}(x))_{j\in\mathbb{N}} \in \ell_{p}$. Since $T^{*}$ is surjective this shows $({\rm iii})$.

We now show $({\rm iv})$. Since $T$ is an isomorphism we have \begin{equation} \ell_{p} = \overline{{\rm span} \{e_{j} : j\in\mathbb{N} \} } = \overline{{\rm span} \{Tx_{j} : j\in\mathbb{N} \} } = T(\overline{{\rm span}\{x_{j} : j\in\mathbb{N} \} } ) \end{equation} and hence \begin{equation} X = T^{-1}(\ell_{p}) = T^{-1}( T(\overline{{\rm span}\{x_{j} : j\in\mathbb{N} \} } ) ) = \overline{{\rm span}\{x_{j} : j\in\mathbb{N} \} } . \end{equation} This shows $({\rm iv})$. Hence the sequences $(x_{j})_{j\in\mathbb{N}}$ in $X$ and $(x_{j}^{*})_{j\in\mathbb{N}}$ satisfy the conditions $({\rm i}) {\rm -} ({\rm iv})$ from the statement of Theorem 1.

$({\rm b}) \Rightarrow ({\rm a})$. Define $T\colon X\to \ell_{p}$ by $Tx := (x_{j}^{*}(x))_{j\in\mathbb{N}}$ and $S \colon X^{*} \to \ell_{p}^{*}$ by $Sx^{*} := (x^{*}(x_{j}))_{j\in\mathbb{N}}$. Note that $T$ and $S$ are well defined by $({\rm ii})$ and $({\rm iii})$ respectively. Define $J\colon X\to X^{**}$ by $(Jx)(x^{*}) := x^{*}(x)$. We first apply Lemma 1 using $X$ and the sequence $(x_{j}^{*})_{j\in\mathbb{N}}$ to see that $T$ is a bounded linear operator. We then apply Lemma 1 using $X^{*}$ and the sequence $(Jx_{j})_{j\in\mathbb{N}}$ to see that $S$ is also a bounded linear operator. Define $\Phi \colon \ell_{p'} \to \ell_{p}^{*}$ by \begin{equation} (\Phi a)(b) := \sum_{j=1}^{\infty} a(j) b(j) . \end{equation} We have that $\Phi$ is an isometric isomorphism by this result. We now outline the rest of the proof. We will show the equalities \begin{equation} T^{*} \circ \Phi \circ S = {\rm id}_{X^{*}} \tag{1} \end{equation} and \begin{equation} \Phi \circ S \circ T^{*} = {\rm id}_{\ell_{p}^{*}} . \tag{2} \end{equation} From $(1)$ and $(2)$ we will deduce that $T^{*}$ is an isomorphism and conclude from there that $T$ is an isomorphism between $X$ and $\ell_{p}$.

We first show $(1)$. Let $j\in \mathbb{N}$ and $x\in X$. Using $({\rm i})$ for the last equality, we have \begin{equation} \begin{aligned} ( (T^{*} \circ \Phi \circ S) x_{j}^{*} )(x) &= ( T^{*}( \Phi (Sx_{j}^{*} ) ) ) (x) \\ &= \Phi (Sx_{j}^{*}) (Tx) \\ &= \sum_{k=1}^{\infty} (Sx_{j}^{*})(k) \, (Tx)(k) \\ &= \sum_{k=1}^{\infty} x_{j}^{*}(x_{k}) \, x_{k}^{*}(x) \\ &= x_{j}^{*}(x) . \end{aligned} \tag{3} \end{equation} Because $x\in X$ was arbitrary, we deduce from $(3)$ that \begin{equation} (T^{*} \circ \Phi \circ S) x_{j}^{*} = x_{j}^{*} . \tag{4} \end{equation} As $j\in\mathbb{N}$ was arbitrary, we see that $(4)$ holds for all $j\in\mathbb{N}$. Consequently, by Lemma 2 the set $\{x^{*}\in X^{*} : (T^{*} \circ \Phi \circ S) x^{*} = {\rm id}_{X^{*}} x^{*} \}$ is a closed subspace of $X^{*}$ containing $\{x_{j}^{*} : j\in\mathbb{N} \}$. It now follows from $({\rm iv})$ that $\{x^{*}\in X^{*} : (T^{*} \circ \Phi \circ S) x^{*} = {\rm id}_{X^{*}} x^{*} \} = X^{*}$. Hence $T^{*} \circ \Phi \circ S = {\rm id}_{X^{*}}$.

We now show $(2)$. For each $j\in\mathbb{N}$ define $e_{j}^{*} \colon \ell_{p} \to \mathbb{K}$ by $e_{j}^{*}(a) := a(j)$. Then $e_{j}^{*} \in \ell_{p}^{*}$ for every $j\in\mathbb{N}$. Let $j\in\mathbb{N}$ and $a\in \mathbb{N}$. We have \begin{equation} \begin{aligned} ( (\Phi \circ S \circ T^{*} ) e_{j}^{*} )(a) &= \Phi (S(T^{*} e_{j}^{*} ) ) (a) \\ &= \sum_{k=1}^{\infty} (S (T^{*} e_{j}^{*}) )(k) \, a(k) \\ &= \sum_{k=1}^{\infty} (T^{*} e_{j}^{*})(x_{k}) \, a(k) \\ &= \sum_{k=1}^{\infty} e_{j}^{*} (Tx_{k}) \, a(k) \\ &= \sum_{k=1}^{\infty} (Tx_{k})(j) \, a(k) \\ &= \sum_{k=1}^{\infty} x_{j}^{*}(x_{k}) \, a(k) \\ &= a(j) = e_{j}^{*}(a) . \end{aligned} \tag{5} \end{equation} Because $a\in \ell_{p}$ was arbitrary, we deduce from $(5)$ that \begin{equation} (\Phi \circ S \circ T^{*}) e_{j}^{*} = e_{j}^{*} . \tag{6} \end{equation} As $j\in\mathbb{N}$ was arbitrary, we see that $(6)$ holds for all $j\in\mathbb{N}$. Consequently, by Lemma 2 the set $\{a^{*}\in \ell_{p}^{*} : (\Phi \circ S \circ T^{*}) a^{*} = {\rm id}_{\ell_{p}^{*}} a^{*} \}$ is a closed subspace of $\ell_{p}^{*}$ containing $\{e_{j}^{*} : j\in\mathbb{N} \}$. It now follows from $({\rm iv})$ that $\{a^{*}\in \ell_{p}^{*} : (\Phi \circ S \circ T^{*}) a^{*} = {\rm id}_{\ell_{p}^{*}} a^{*} \} = \ell_{p}^{*}$. Hence $\Phi \circ S \circ T^{*} = {\rm id}_{\ell_{p}^{*}}$.

We have now shown both $(1)$ and $(2)$. Combining $(1)$ and $(2)$, we deduce that $T^{*}$ has a bounded inverse given by $(T^{*})^{-1} = \Phi \circ S$. Hence $T^{*}$ is an isomorphism between $\ell_{p}^{*}$ and $X^{*}$. We can now take adjoints and use that $\ell_{p}$ is reflexive as done in the answer by mihaild, or alternatively use this result, which has a proof only relying on Hahn-Banach theorems (see here), to conclude that $T$ is an isomorphism between $X$ and $\ell_{p}$. Hence $X$ is isomorphic to $\ell_{p}$ as desired. This completes the proof.

Dean Miller
  • 9,566
  • Thanks. what about the other direction? Do you think it is true? So if any infinite dimensional Banach space is isomorphic to $ l^p$ then these conditions are satisfied? – Roba Aug 14 '25 at 17:53
  • My main question is "Is there any Banach space other than $l^p$ satisfy these conditions?" So is there any Banach space which is isomorphic to $l^p$ and satisfy this condition? – Roba Aug 14 '25 at 20:27
  • @Roba there is not much sense to distinguish isomorphic spaces in this context - if $X$ and $Y$ are isomorphic, and $X$ satisfies these conditions, then $Y$ obviously satisfies them too. And yes, there are a lot of spaces isomorphic to $l^p$ (you can make any set with cardinality continuum into such set). – mihaild Aug 15 '25 at 09:23
  • @Roba It is true. I edited the answer to show this in a detailed manner. – Dean Miller Aug 15 '25 at 09:29