3

I am wondering about how to write out an explicit form of a Lie Algebra automorphism from an automorphism of the associated Dynkin Diagram of the root system. Within this question are some other subquestions that may help clarify the matter.

Let me give an example to illustrate my question in depth. Consider the Dynkin Diagram $A_{2n-1}$ (which I am not skilled enough in LaTeX to typeset, but whose image can be found here). It corresponds to the root system coming from $SU_{2n}$, which has a lie algebra given by skew-Hermitian matrices: $$\begin{bmatrix} it_1 & a_{1~2} & ... & a_{1~2n} \\ -\bar a_{1~2} & it_2 & ... & a_{2~2n} \\ \vdots & & & \vdots \\ -\bar a_{1~2n} &... & -\bar a_{2n-1~2n} & it_{2n} \end{bmatrix}.$$ The maximal torus is given by the diagonal matrices with positive roots given by $t_i- t_j$ for $i<j$ acting on the root spaces given by $a_{i~j}$ and $a_{j i}(=-\bar a_{ij})$ and we can choose a set of simple roots as being $t_i-t_{i+1}$ with $1\leq i\leq 2n$.

There is an involution of the Dynkin Diagram given by "flipping" the order of the chain. This corresponds to switching the roots by $t_i-t_{i+1} \leftrightarrow t_{2n-i}-t_{2n+1-i}$ leaving invariant $t_n-t_{n+1}$. Now I would like to lift this to some explicit automorphism of $\mathfrak{su}_{2n}$. The seemingly natural thing would be to look for some automorphism that swaps the order of the diagonal and then multiplies it by -1. One could consider, for example, for any matrix $A\in\mathfrak{su}_{2n}$ sending $A\mapsto BAB^{-1}$ for $$B=\begin{bmatrix} 0 & ... & 0 & i \\ 0 & ... &i & 0 \\ \vdots & & & \vdots \\ i & 0 & ... & 0 \end{bmatrix}.$$

However, although this matrix does what we desire on the roots, it also acts nontrivially on the root spaces, sending $a_{ij}\mapsto -\bar a_{2n+1-j~2n+1-i}$.

Edit for above: I did not choose B to act properly to get the desired result, see the answer below for the correct form.

So, some questions raised by this exercise are:

  1. To lift an automorphism of the Dynkin Diagram to an automorphism of the Lie Algebra, what do we desire of its action on the root spaces and the Lie Algebra at large? How do we know we've done it "properly?" (Compare with this question)
  2. Do we always given an automorphism by conjugation by some matrix? Are we always searching for this matrix? Or, put another way, why should one think to find the matrix B above (if that's even the correct automorphism)?
  3. This question mentions that on $\mathfrak{sl}_{2n}$ the automorphism on $A_n$ corresponds to taking the negative transpose. As I understand it, $\mathfrak{sl}_{2n}$ is the complexification of $\mathfrak{su}_{2n}$. Are these two automorphisms compatible? Can we understand one in terms of the other?
  4. Finally, we might wonder about the invariant subspace of the automorphism and its Dynkin Diagram. We note that the sum of the two roots that get swapped are invariant under the action, and it seems plausible to believe that these would become new roots for the invariant Lie Algebra. Is this a true belief, and why or why not?

Other questions that consider a similar topic (aside from the ones already linked) are here and here.

Thank you, have a nice day.

  • 1
    $\mathfrak{su}(n)$ is a real Lie algebra (that complexifies to $\mathfrak{sl}(n)$). For $n>2$ it has a single outer automorphism, corresponding to the flipping of the diagram, which is complex conjugation. Since the matrices are anti-hermitian, complex conjugation is the same as negative transpose that you mention. Other automorphisms are inner $x\mapsto gxg^{-1}$ for $g\in SU(n)$. When $n=2$ some $g$ gives the complex conjugation as inner, so there are no outer. I don't know if there's a principled solution for all diagrams. Source: search Google for automorphisms of $SU(n)$. – Chad K Nov 22 '25 at 10:40
  • More precisely, for $n>2$, there is a single coset of non-identity outer automorphisms represented by complex conjugation. Other outer automorphisms in this coset have the form $x\mapsto g\bar{x}g^{-1}$ for $g\in SU(n)$. $\mathfrak{su}(n)$ has $(n-1)$ $2$-dimensional $H$-invariant subspaces corresponding to positive simple roots. The key is to find $g$ such that $x\mapsto g\bar{x}g^{-1}$ acts on these invariant subspaces the same as flipping the diagram. Such a $g$ consists of a permutation matrix reversing the indices with some sign changes to make it have determinant $1$. – Chad K Nov 22 '25 at 15:07
  • 1
    By $B^T$ do you mean the conjugate / hermitian transpose? I would be very surprised if otherwise this even would define an automorphism. But if that (hermitian t.) is what you mean, then it defines an automorphism precisely because $B^{-1}=B^T$ and it would be much preferable to write it as classical conjugate, i.e. with the inverse, because those do define automorphisms. – Torsten Schoeneberg Nov 22 '25 at 19:47
  • That in general not all automorphisms are of this kind (conjugate with a matrix) is exactly the point of distinguishing inner and outer automorphisms, which is what several of the post you link to talk about. – Torsten Schoeneberg Nov 22 '25 at 19:48
  • I think you should focus on one of your questions at a time. Question 4 opens a far field, but that is discussed in various of these links, so you should make your question more precise. At this point, to be blunt, it seems like you have not fully digested what is already said in those links. As others have noted, first of all do not conflate the compact real Lie algebra $\mathfrak{su}$ with its complexified or general split form. – Torsten Schoeneberg Nov 22 '25 at 20:04
  • 1
    @TorstenSchoeneberg You are of course correct that it should be $B^{-1}$ not $B^T$, thank you for catching the typo. In fact I was missing also complex conjugation, as Chad points out in his answer below. To your second comment, you should note that $B\not\in \mathfrak{su}(2n)$, so this automorphism is not inner. Perhaps it was unclear, the question was whether an outer automorphism can always be written as conjugation by some matrix, though I think as Chad points out below, this is not the case. And indeed you are correct, I need to be more careful about not conflating su and sl. – FamisherCaterpillar Nov 24 '25 at 15:19
  • @TorstenSchoeneberg I apologize, I have no idea what in tarnation I was thinking when I wrote that comment, very clearly $B\in \mathfrak{su}(2n)$. Please disregard that. – FamisherCaterpillar Nov 25 '25 at 06:21
  • You mean $SU(2n)$, right? – Torsten Schoeneberg Nov 25 '25 at 19:06

1 Answers1

3

Denote by $e_{ij}$ the basis matrix with $1$ in row $i$, column $j$ and all other entries zero.

In $\mathfrak{su}(2n)$ let $$ h_i=\sqrt{-1}\left(e_{ii}-e_{i+1,i+1}\right)\\ x_i=\left(e_{i,i+1}-e_{i+1,i}\right)\\ y_i=\sqrt{-1}\left(e_{i,i+1}+e_{i+1,i}\right) $$ for $1\le i<2n$. The $h_i$ are a basis (over $\mathbb R$) for a Cartan subalgebra. They're also a basis (over $\mathbb C$) for a Cartan subalgebra in the complexification $\mathfrak{sl}(2n)$. I'll let you verify the following brackets $$ \begin{matrix} [h_i,x_i]=2y_i&[h_i,y_i]=-2x_i\\ [h_{i-1},x_i]=[h_{i+1},x_i]=-y_i&[h_{i-1},y_i]=[h_{i+1},y_i]=x_i \end{matrix} $$ and $[h_j,x_i]=[h_j,y_i]=0$ if $|j-i|>1$. Letting $V_i=\operatorname{span}(x_i,y_i)$, the $V_i$ are $\operatorname{ad}(H)$-invariant subspaces where $H=\operatorname{span}(h_1,\ldots,h_{2n-1})$ is the Cartan subalgebra. In the complexification $\mathfrak{sl}(2n)$, the matrices $e_{i,i+1}$ are root vectors corresponding to simple positive roots, and the matrices $e_{i+1,i}$ are root vectors corresponding to simple negative roots. In $\mathfrak{su}(2n)$ the root vectors join in opposing pairs to form the invariant subspaces $V_i$.

Now let $\pi=\sum_{i=1}^{2n} \sqrt{-1}\left(e_{i,2n+1-i}\right)$. This is the matrix $B$ from the original post. It is $\sqrt{-1}$ times a permutation matrix that corresponds to the permutation $(1,2n)(2,2n-1)\ldots(n,n+1)$ that reverses the indices in the range $1,\ldots,2n$. We have $\det\pi=(-1)^n\sqrt{-1}^{2n}=1$ which is the reason for scaling the permutation by $\sqrt{-1}$. We also have $\pi^{-1}=-\pi$, and if $M\in M_{2n}(\mathbb C)$ then $\pi M \pi^{-1}$ consists of reversing the columns of $M$, and then reversing the rows of $M$ (or vice versa which gives the same result.)

Now we wish to use the automorphism $\sigma$ of $\mathfrak{su}(2n)$ given by $\sigma(x)=\pi\bar{x}\pi^{-1}$ where $\bar{x}$ is complex conjugation. This is an outer automorphism (for $n>1$) which is in the same coset as the outer automorphism complex conjugation. From the definition $$ \sigma(h_i)=\pi\left(-h_i\right)\pi^{-1}=-\sqrt{-1}\left(e_{2n+1-i,2n+1-i}-e_{2n-i,2n-i}\right)=h_{2n-i}\\ \sigma(x_i)=\pi x_i \pi^{-1}=\left(e_{2n+1-i,2n-i}-e_{2n-i,2n+1-i}\right)=-x_{2n-i}\\ \sigma(y_i)=\pi \left(-y_i\right) \pi^{-1}=-\sqrt{-1}\left(e_{2n+1-i,2n-i}+e_{2n-i,2n+1-i}\right)=-y_{2n-i}$$

So the effect of $\sigma$ is to reverse the order of the $h_i$ and the order of the invariant subspaces $V_i$ - corresponding to flipping the diagram. Note also that complex conjugation on $\mathfrak{su}(2n)$ is the restriction to $\mathfrak{su}(2n)$ from $\mathfrak{sl}(2n)$ of the outer automorphism $x\mapsto -x^{\intercal}$. Using this outer automorphism the same way on the complexification $\mathcal{sl}(2n)$ is necessary in order to reverse the positive root vectors $e_{i,i+1}$ to $\pm e_{2n-i,2n+1-i}$. Without it they map to $\pm e_{2n+1-i,2n-i}$ which are the negative root vectors, not positive ones. In $\mathfrak{su}(2n)$, if we drop complex conjugation from the definition of $\sigma$, we still get $h_i$ mapped to $-h_{2n-i}$, $x_i$ mapped the same and $y_i$ mapped to $y_{2n-i}$.

Chad K
  • 5,598